Compliance
Let Trailblazer Tracking help you take the strain out of MiFID II
Financial Planners
MiFID II stipulates that client communications that may lead to advice/purchase have to be recorded.
The retention period required for communication recordings is a minimum 5 years – Trailblazer Tracking holds for the lifetime of subscription and client communication updated ‘on-the-go’.
Any notes taken in the system have a date and timestamp that can’t be edited.
Practice Managers
Data that Trailblazer holds can be accessed quickly and easily in report form.
Any notes taken in the system have a date and timestamp that can’t be edited.
Managers can periodically review communications in relation to MiFID II, with automatic calendar reminders.
MiFID II stipulates that client communication which includes advice that could lead to a purchase must be recorded.
The retention period required for communication recordings is a minimum 5 years – Trailblazer Tracking holds for a lifetime.
Networks
Data that Trailblazer holds can be accessed quickly and easily in report form.
The retention period required for communication recordings is a minimum 5 years – Trailblazer Tracking holds for a lifetime.
MiFID II stipulates that client communication which includes advice that could lead to a purchase must be recorded.
Any notes taken in the system have a date and timestamp that can’t be edited.
Managers can periodically review communications in relation to MiFID II, with automatic calendar reminders.
