Glossary
Adviser: An individual who suggests and renders financial services to clients based on their financial situation
App: An application which is downloadable to a mobile device (smartphone/tablet)
ASARs: Annual Suitability Assessment Report
CMS: Client Management System
CPD: Continuing Professional Development
Host: The designated financial company or bank
MiFID II: The Markets in Financial Instruments Directive II
Practice Manager: An individual responsible for providing management to practice colleagues
SLA: Service Level Agreement
KPI: Key Performance Indicator